GLOBAL OPS 2017:

The flagship event for executives in Global Ops
The must-attend event for executives involved in capital markets and financial services. Don’t miss the opportunity to meet and hear preeminent thought leaders from around the world discuss the pressing issues faced by our industry. The agenda includes topics such as regulatory challenges and opportunities, global operational risk, global tax issues, global corporate actions, blockchain, and cybersecurity. Join us in New York City to meet experts, attend panels, and meet your peers in numerous networking sessions.

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opportunities

Discover

Discover

Attend presentations, speeches, and panels to discover insights into the most pressing topics facing global operations professionals today.
Explore

Explore

Come explore the newest developments in global operations, from regulatory changes to technological solutions.
Discuss

Discuss

Meet your peers to discuss opportunities in global operations, financial technology, and risk and compliance.
Ask the Experts

Ask the Experts

Your opportunity to ask questions of the top experts in global operations, risk and regulatory compliance, and financial technology solutions.

speakers

Our Featured Speakers:

keynote Samir C. Sheth Partner, Banking and Financial Services, Capital Markets, Tata Consultancy Services
speaker James Crowell General Manager, Blockchain Technologies at Parsec Media
speaker Christine Stackhouse Managing Director, Investment Manager Services, State Street
speaker Harry Stahl Director of Strategy and Solutions Management, Buy-Side Solutions, FIS Global
speaker Daniel Ludeiro Senior Vice President/Ops Manager, Neuberger Berman
speaker Alex Koles CEO / Managing Director, Evolve Capital Partners
speaker Ali Hackett Chief Revenue Officer, Thesys Technologies
speaker Frank Froio Managing Director, GlobeTax
speaker Brian Barnier Director, Head of Analytics, ValueBridge Advisors
speaker Andre Frank Chief Operating Officer, Thesys Technologies
speaker Daniel Leon Founding President and COO, Celsius Foundation
speaker Jack Tatar Managing Partner, Doyle Capital Management
speaker Rohit Agarwal Rohit Agarwal, Senior Market Specialist, Calypso Technology
speaker Sean Cain Director, Fidelity Corporate Actions Solutions
speaker Mark Demo Product Director, AcadiaSoft Inc.
speaker Lawrence Conover Vice President Corporate Actions, Fidelity Investments
speaker Carol Van Cleef Partner, BakerHostetler LLP
speaker David Baxter Managing Director, T-Scape Limited
speaker Debbie Hoffman Managing Member, Symmetry Blockchain Advisors
speaker Sanjeev Khati Head of Sales, Banking & Financial Services, Tata Consultancy Services
keynote Alex Mashinsky CEO, Celsius Network - The Credit Coin
speaker Eran Eyal CEO, Shopin; Investor Advisor, VaultML; Advisor, Babator
speaker Bryan Wisk CIO, Asymetric Return Capital, LLC
speaker Kamil Kaluza Managing Director, QuantaVerse
speaker Michael Martinen Managing Principal, Finance, Risk, and Compliance Practice, CAPCO
speaker Katie Pollock Consultant, Bovill Financial Services Regulatory Consultants
speaker Jim Kranz Vice President, Business Develoment, DealVector
speaker Brian T. Hourihan Legal and Regulatory Consultant
speaker Dana Pasricha-Chauhan Division Executive Asset Servicing Income & Tax, Brown Brothers Harriman
speaker Bradley Koehler Sales & Relationship Manager, Euroclear
keynote Scott Linden Vice President and Managing Director, Collateral Management, Wilmington Trust
speaker Dayle Scher Senior Analyst, TABB Group
speaker David Hands CEO, Financial Technologies Solutions
speaker Amy Caruso Director, Strategy and North America Business Development, The Depository Trust & Clearing Corporation
speaker Sara Poldaas Investment Operations Manager, Mawer Investment Management
speaker Frank Dore Senior Vice President, Head of Securities Operations, Acadian Asset Management, LLC.
speaker Jeffrey Himstreet Vice President, Corporate Counsel, PGIM Inc.
speaker Gideon Pell Enterprise Risk Management Advisor, Adjunct Professor, University of Connecticut School of Business
speaker David Fragale Director, Strategic Intelligence, PricewaterhouseCoopers
speaker Arin Ray Analyst, Celent
speaker David Gassman Vice President, Vendor Program Lead, Business and Strategy Manager, Goldman Sachs
speaker Paul Toldalagi CEO, Managing Partner, Co-Founder of BTA Investment Advisors, LLC
speaker Milan Doshi President, Doshi Consulting Solutions
speaker Lourenço Miranda Managing Director, Société Générale Corporate and Investment Banking
speaker Vincent R. Pinelli Managing Director, COO & Head of Audit Professional Practices Internal Audit, MUFG Americas
speaker Thomas Fuhrman Managing Director, Marsh Risk Consulting
speaker Lester Joseph Manager, Global Financial Crimes Intelligence Group at Wells Fargo
speaker Bob Swinamer Enterprise Risk Management
speaker Joe Portale Cyber Security Architect, L-3 Communications Systems
speaker Terri Lawler Chief Security Officer; Loomis, Sayles & Company
speaker Mickey Rosen XRE Holdings
speaker Joe Rosen Chief Marketing Officer & Head of Capital Markets, Extraordinary Re
speaker Len Lipton Managing Director, GlobeTax
speaker Phillip R. Silitschanu Principal, Lightship Strategies Consulting, LLC
speaker Michael J. Barrett Vice President, Global Head of Collateral Management Services and Solutions, Genpact Headstrong Capital Markets
speaker Richard Robinson Industry Relations and Open Symbology Strategy Executive at Bloomberg LP
speaker Craig Peretz CFO/COO/CCO, Sierra Global Management, LLC
speaker Elliot Noma, PhD Lecturer, Machine Learning. Columbia University School of Professional Studies; Managing Director, Garrett Asset Management.
speaker Lisa Iagatta Director, Account Management at Fiserv
speaker Eric Smith Director, Data Management and Valuations at Athene Asset Management
speaker Doug Dannemiller Research Leader, Investment Management. Deloitte Services LP

Conference Agenda

09:00 am - 09:15 am
Main Conference Hall
speakers

Chairperson’s Opening Remarks

Samir C. Sheth, Partner, Banking and Financial Services, Capital Markets, Tata Consultancy Services
09:15 am - 09:45 am
Main Conference Hall
speakers

Keynote Address

Keynote Speaker: Alex Mashinsky, CEO, Celsius Network – The Credit Coin
09:45 am - 10:45 am
Main Conference Hall
speakers

OPENING PANEL: WHAT ARE THE GLOBAL OPERATIONAL AND REGULATORY CHALLENGES AND OPPORTUNITIES FACING THE INDUSTRY?

  • Panel Sponsor:
  • Moderator: Phillip Silitschanu, Principal, Lightship Strategies Consulting.
  • Panelists: Craig Peretz, CFO/COO/CCO, Sierra Global Management, LLC.

    Richard Robinson, Industry Relations and Open Symbology Strategy Executive at Bloomberg LP.

    Lester Joseph, Manager, Global Financial Crimes Intelligence Group at Wells Fargo.

    Paul Toldalagi, CEO, Managing Partner, Co-Founder of BTA Investment Advisors, LLC.
11:15 am - 12:15 pm
Main Conference Hall
speakers

INFRASTRUCTURE: FACTORS IN MIDDLE & BACK OFFICE OUTSOURCING

  • Moderator: Milan Doshi, President, Doshi Consulting Solutions
  • Panelists: Alex Koles, CEO / Managing Director, Evolve Capital Partners.

    Daniel Ludeiro, Senior Vice President/Ops Manager, Neuberger Berman.

    Harry Stahl, Director of Strategy and Solutions Management, Buy-Side Solutions, FIS Global.

    Christine Stackhouse, Managing Director, Investment Manager Services, State Street.
12:15 pm - 01:00 pm
Main Conference Hall
speakers

CROSS BORDER REGULATORY REFORM

  • Moderator: Brian Barnier, Director, Head of Analytics, ValueBridge Advisors
  • Panelists: Katie Pollock, Consultant, Bovill Financial Services Regulatory Consultants

    Carol Van Cleef, Partner, BakerHostetler LLP

    Richard Robinson, Industry Relations and Open Symbology Strategy Executive at Bloomberg LP
02:00 pm - 02:45 pm
Main Conference Hall
speakers

MANAGING GLOBAL OPERATIONAL RISK

  • Moderator: Joe Rosen, Chief Marketing Officer & Head of Capital Markets, Extraordinary Re.
  • Panelists: Craig Peretz, CFO/COO/CCO, Sierra Global Management, LLC.

    Bob Swinamer, Enterprise Risk Management.

    Vincent R. Pinelli, Managing Director, COO & Head of Audit Professional Practices Internal Audit, MUFG Americas.

    Gideon Pell, Enterprise Risk Management Advisor, Adjunct Professor, University of Connecticut School of Business.
02:45 pm - 03:30 pm
Main Conference Hall
speakers

GLOBAL COLLATERAL MANAGEMENT: A PRACTICAL LOOK

  • Moderator: Michael J. Barrett, Vice President, Global Head of Collateral Management Services and Solutions, Genpact Headstrong Capital Markets.
  • Panelists: Amy Caruso, Director, Strategy and North America Business Development, The Depository Trust & Clearing Corporation

    Scott Linden, Vice President and Managing Director, Collateral Management, Wilmington Trust

    Mark Demo, Product Director, Acadiasoft Inc.

    Rohit Agarwal, Senior Market Specialist, Calypso Technology
03:45 pm - 04:30 pm
Main Conference Hall
speakers

GLOBAL TAX ISSUES: FINANCIAL TRANSACTION TAX, WITHHOLDING & RECLAMATION

  • Panel Sponsor:
  • Moderator: Frank Froio, Managing Director, GlobeTax.

    Sponsored by GlobeTax.
  • Panelists: David Gassman, Vice President, Vendor Program Lead, Business and Strategy Manager, Goldman Sachs

    Frank Dore, Senior Vice President, Head of Securities Operations, Acadian Asset Management, LLC

    Bradley Koehler, Sales & Relationship Manager, Euroclear
04:30 pm - 05:00 pm
Main Conference Hall
speakers

BEST PRACTICES IN GLOBAL RECONCILIATIONS AND EXCEPTION MANAGEMENT

  • Moderator: Dayle Scher, Senior Analyst, TABB Group.
  • Panelists: Lisa Iagatta, Director, Account Management at Fiserv.

    Sara Poldaas, Investment Operations Manager, Mawer Investment Management.
09:00 am - 09:15 am
Main Conference Hall
speakers

Chairperson’s Opening Remarks

Samir C. Sheth, Partner, Banking and Financial Services, Capital Markets, Tata Consultancy Services
09:15 am - 10:00 am
Main Conference Hall
speakers

REGULATORY REPORTING: DOTTING THE I’S AND CROSSING THE T’S IN A GLOBAL ALPHABET

  • Moderator: Ali Hackett, Chief Revenue Officer, Thesys Technologies
  • Panelists: Dana Pasricha-Chauhan, Division Executive Asset Servicing Income & Tax, Brown Brothers Harriman

    Michael Martinen, Managing Principal, Finance, Risk, and Compliance Practice, CAPCO

    Sara Poldaas, Investment Operations Manager, Mawer Investment Management
10:00 am - 10:45 am
Main Conference Hall
speakers

IMPLEMENTING GLOBAL STANDARDS IN CORPORATE ACTIONS

  • Moderator: Lawrence Conover, Vice President Corporate Actions, Fidelity Investments
  • Panelists: David Hands, CEO, Financial Technologies Solutions

    Jim Kranz, Vice President, Business Develoment, DealVector

    David Baxter, Managing Director, T-Scape Limited

    Sean Cain, Director, Fidelity Corporate Actions Solutions
11:15 am - 12:00 pm
Main Conference Hall
speakers

INTEGRATING AML AND KYC INTO GLOBAL OPERATIONAL PROCESSES

  • Moderator: Jack Tatar, Managing Partner, Doyle Capital Management
  • Panelists: Arin Ray, Analyst, Celent.

    Kamil Kaluza, Managing Director, QuantaVerse

    James Crowell, General Manager, Blockchain Technologies at Parsec Media
01:00 pm - 02:00 pm
Main Conference Hall
speakers

BLOCKCHAIN IN GLOBAL OPERATIONS

  • Moderator: Doug Dannemiller, Research Leader, Investment Management, Deloitte Services LP.
  • Panelists: Elliot Noma, PhD, Lecturer, Machine Learning. Columbia University School of Professional Studies; Managing Director, Garrett Asset Management.

    Bryan Wisk, CIO, Asymetric Return Capital, LLC.

    Eran Eyal, CEO, Shopin; Investor Advisor, VaultML; Advisor, Babator.

    Alex Mashinsky, CEO, Celsius Network - The Credit Coin.

    Sanjeev Khati, Head of Sales, Banking & Financial Services, Tata Consultancy Services.

    Debbie Hoffman, Managing Member, Symmetry Blockchain Advisors.
02:00 pm - 02:45 pm
Main Conference Hall
speakers

ARTIFICIAL INTELLIGENCE IN GLOBAL OPERATIONS

  • Moderator: Daniel Leon, Founding President and COO, Celsius Foundation
  • Panelists: Elliot Noma, PhD. Lecturer, Machine Learning. Columbia University School of Professional Studies; Managing Director, Garrett Asset Management.

    Lourenço Miranda, Managing Director, Société Générale Corporate and Investment Banking.

    Arin Ray, Analyst, Celent.
02:45 pm - 03:30 pm
Main Conference Hall
speakers

CYBERSECURITY

  • Moderator: Terri Lawler, Chief Security Officer; Loomis, Sayles & Company.
  • Panelists: Joe Portale, Cyber Security Architect, L-3 Communications Systems.

    Thomas Fuhrman, Managing Director at Marsh Risk Consulting.

Sponsors

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Sell-Side / Custodian Bank Attendees

$795.00
Exclusive pricing for members of Sell-Side firms and Custodian Banks.
* your tickets will come to your mails

Buy-Side Attendees

$495.00
Exclusive pricing for members of Buy-Side firms.
* your tickets will come to your mails

Press Pass

$0.00
Free Attendance for Members of the Press.
(Final approval by conference organizer.)
* your tickets will come to your mails

location

Venue & Hotel information